Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guillermo? Claim Your ProfileGuillermo R. Rossi is a financial professional with experience in the securities and investment advisory industries. Guillermo has a Series 63, Series 7, and SIE licenses and is registered with the state of New York as an Investment Advisor Representative. Guillermo is currently employed by Bolton Securities Corp. and has previously worked at UBS Financial Services Inc. and Credit Suisse Securities (USA) LLC. Guillermo is affiliated with Bolton Global Capital, Bolton Global Asset Management, and NY Capital Markets LLC. Guillermo specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
06/22/2023 - Present
Bolton Securities Corp. (BOLTON MA)
NY
06/03/2011 - 06/27/2023
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
08/10/2009 - 06/22/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 11/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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