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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guillermo? Claim Your ProfileGuillermo Espinoza is an investment advisor representative with Independent Financial Group, LLC. Guillermo has been in the financial industry for over 10 years and has experience in a variety of investment areas. Guillermo holds Series 4, 7, 24, 51, 52, 53, and 63 licenses. Guillermo is also a registered Investment Advisor in California and Texas. Independent Financial Group, LLC is a financial advisory firm with over $6 billion in assets under management. The firm specializes in providing financial planning and investment management services to individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/05/2021 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
CA
12/22/2016 - 01/11/2018
LPL FINANCIAL LLC (SAN DIEGO CA)
IA
Issued 05/24/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2023
Series 4 - Registered Options Principal Examination
BC
Issued 05/24/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/08/2020
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/08/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/14/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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