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Guillermo Javier MacHuca

First Southern, LLC

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About Guillermo Javier MacHuca

Guillermo Javier MacHuca is a financial professional with over 15 years of experience in the industry. Guillermo is currently registered with First Southern, LLC, and is licensed to conduct business in Puerto Rico. Guillermo's previous experience includes roles at UBS Financial Services Inc., UBS Financial Services Incorporated of Puerto Rico, Popular Securities, Inc., Morgan Stanley DW Inc., and Gruntal & Co., L.L.C. Guillermo holds Series 7, 7TO, 31, and SIE licenses.

Firm Information

Guillermo MacHuca is currently registered with First Southern, LLC. First Southern, LLC is a Limited Liability Company formed on February 24, 2016, and is registered in 35 states and approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Guillermo MacHuca’s Registration & Firm History

PR

07/31/2021 - Present

First Southern, LLC (GUAYNABO PR)

PR

06/29/2006 - 11/21/2014

UBS FINANCIAL SERVICES INC. (GUAYNABO PR)

PR

06/29/2006 - 11/21/2014

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (GUAYNABO PR)

PR

01/20/2004 - 06/29/2006

POPULAR SECURITIES, INC. (CAGUAS PR)

NY

05/02/2002 - 10/28/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

12/14/1999 - 11/08/2001

GRUNTAL & CO., L.L.C. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/24/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/31/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/16/2021

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 12/13/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 22 public disclosures for Guillermo Javier MacHuca. Review regulatory record here.
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