Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guillermo? Claim Your ProfileGuillermo Jairo Vega is a financial advisor with Oppenheimer & Co. Inc., based in CORAL GABLES, FL. Guillermo has been in the financial services industry since 1995. Guillermo is licensed in multiple states including Florida, New York, Illinois, Massachusetts, Arizona and Puerto Rico. Guillermo has extensive experience in providing financial planning, portfolio management, pension consulting, and selection of other advisors. Guillermo has held previous positions with CIBC WORLD MARKETS CORP., Lehman Brothers Inc., Prudential Securities Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
01/03/2003 - Present
Oppenheimer & Co. Inc. (CORAL GABLES FL)
NY
10/24/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
09/28/1999 - 10/11/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/01/1997 - 08/24/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/19/1995 - 03/31/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/16/1995
Series 3 - National Commodity Futures Examination
BC
Issued 05/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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