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Guillermo Guzman

City National Securities, Inc.

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About Guillermo Guzman

Guillermo Guzman is a financial advisor at City National Securities, Inc. in Los Angeles. He has been in the industry since July 2010, with experience at various firms, including Merrill Lynch, Wells Fargo Clearing Services, LLC, Morgan Stanley, and Fidelity Brokerage Services LLC. Guillermo has a Series 7, Series 66, and SIE license and is registered in 51 states. He specializes in working with high-net-worth individuals, corporations, and other businesses.

Firm Information

Guillermo Guzman is currently registered with City National Securities, Inc.. City National Securities, Inc. is a corporation formed in November 1999 and headquartered in Los Angeles, California. The firm provides a range of investment advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. They have regulatory assets under management of over $1.5 billion across 2,004 accounts. The firm caters to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, and pension plans. They are registered with the SEC and in all 51 states.
City National Securities, Inc.

555 SOUTH FLOWER STREET

LOS ANGELES, CA 90071

$1.59B

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Mutual fund fees, broker fees & transaction fees

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Guillermo Guzman’s Registration & Firm History

CA

10/12/2022 - Present

City National Securities, Inc. (LOS ANGELES CA)

UT

01/04/2022 - 09/19/2022

FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)

CA

07/02/2021 - 09/17/2021

MORGAN STANLEY (Los Angeles CA)

CA

01/03/2014 - 07/08/2021

WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)

CA

03/02/2010 - 01/02/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)

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Licenses & Designations

BOTH

Issued 05/12/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Guillermo Guzman.
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