Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guillermo? Claim Your ProfileGuillermo Gallegos is a financial advisor with Robinhood Financial, LLC. Guillermo has been in the industry since March 18, 2020. Guillermo is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, Series 4, Series 7TO, and Series 66 licenses. Guillermo is also registered in 53 states and the District of Columbia. Guillermo was previously registered with Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/04/2021 - Present
Robinhood Financial, LLC (Lake Mary FL)
TX
01/28/2020 - 11/13/2020
EDWARD JONES (MESQUITE TX)
BOTH
Issued 05/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/2022
Series 4 - Registered Options Principal Examination
BC
Issued 07/16/2024
Series 3 - National Commodity Futures Examination
BC
Issued 01/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/03/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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