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Guillermo Enrique Guerra romiti

Jefferies Investment Advisers LLC

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About Guillermo Enrique Guerra romiti

Guillermo Enrique Guerra romiti is an investment advisor representative with Jefferies Investment Advisers LLC. Guillermo has been in the securities industry since May 10, 2005. Guillermo is registered with the state of Florida. The firm's main office is located at 520 MADISON AVENUE, New York, NY 10022. Guillermo's current employment with Jefferies Investment Advisers LLC started on June 2, 2023. Guillermo has previously been employed by WELLS FARGO CLEARING SERVICES, LLC.

Firm Information

Guillermo Guerra romiti is currently registered with Jefferies Investment Advisers LLC. Jefferies Investment Advisers LLC is an investment advisor registered with the SEC and based in NEW YORK, NY. The firm provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. They manage a total of $3,100,468,310 in regulatory assets under management, serving a variety of clients including corporations or other businesses, individuals other than high-net-worth, and pension and profit-sharing plans.
Jefferies Investment Advisers LLC

520 MADISON AVENUE

NEW YORK, NY 10022

$3.10B

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Guillermo Guerra romiti’s Registration & Firm History

FL

06/02/2023 - Present

Jefferies Investment Advisers LLC (Miami FL)

FL

05/11/2005 - 05/09/2017

WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)

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Licenses & Designations

BOTH

Issued 07/31/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2005

Series 3 - National Commodity Futures Examination

BC

Issued 04/23/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Guillermo Enrique Guerra romiti.
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