Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guillermo? Claim Your ProfileGuillermo Eduardo Barriga is a financial advisor with Scotia Capital (usa) Inc. Guillermo joined Scotia Capital (usa) Inc. on 8/5/2011 and previously worked at BARCLAYS CAPITAL INC.. Guillermo has been working in the financial industry since 2006. Guillermo is licensed in 52 states and holds the Series 63, Series 7, SIE and Series 99TO licenses. Guillermo is registered with FINRA and other self-regulatory organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/05/2011 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
08/15/2006 - 08/01/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 12/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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