Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guillermo? Claim Your ProfileGuillermo De alba is a registered representative with JCC Capital Markets, LLC in New Braunfels, Texas. Guillermo has been in the securities industry since June 2014 and holds both Series 7 and Series 66 registrations. Guillermo is also registered with the states of Texas and New York. Prior to joining JCC Capital Markets, LLC, Guillermo was a registered representative with Midamerica Financial Services, Inc. from 2014 to 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/16/2015 - Present
JCC Capital Markets, LLC (New Braunfels TX)
TX
06/23/2014 - 12/04/2015
MIDAMERICA FINANCIAL SERVICES, INC. (NEW BRAUNSFEL TX)
BOTH
Issued 11/10/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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