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Guillermo Andres Parodi

Mariva Capital Markets, LLC

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About Guillermo Andres Parodi

Guillermo Andres Parodi is a financial advisor registered with Mariva Capital Markets, LLC. Guillermo has been working in the financial industry since 2001 and is currently registered with the states of California, Connecticut, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and Pennsylvania.

Firm Information

Guillermo Parodi is currently registered with Mariva Capital Markets, LLC. Mariva Capital Markets, LLC is a Limited Liability Company formed on April 13, 2010. The firm has been approved for registration in 10 states, including California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and Pennsylvania. Mariva has also been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Guillermo Parodi’s Registration & Firm History

FL

05/31/2013 - Present

Mariva Capital Markets, LLC (MIAMI FL)

NA

10/06/2009 - 02/18/2011

CITI INTERNATIONAL FINANCIAL SERVICES LLC (MONTEVIDEO )

NY

11/15/2004 - 11/16/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

PR

06/27/2000 - 11/18/2004

CITICORP FINANCIAL SERVICES CORPORATION (SAN JUAN PR)

NY

01/13/1998 - 11/19/1998

TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)

NY

02/20/1997 - 09/15/1997

TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)

NY

11/20/1996 - 12/23/1996

TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/11/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/20/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/2002

Series 7 - General Securities Representative Examination

BC

Issued 07/29/1997

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Guillermo Andres Parodi.
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