Unclaimed
Guillermo Andres Parodi is a financial advisor registered with Mariva Capital Markets, LLC. Guillermo has been working in the financial industry since 2001 and is currently registered with the states of California, Connecticut, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/31/2013 - Present
Mariva Capital Markets, LLC (MIAMI FL)
NA
10/06/2009 - 02/18/2011
CITI INTERNATIONAL FINANCIAL SERVICES LLC (MONTEVIDEO )
NY
11/15/2004 - 11/16/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
PR
06/27/2000 - 11/18/2004
CITICORP FINANCIAL SERVICES CORPORATION (SAN JUAN PR)
NY
01/13/1998 - 11/19/1998
TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)
NY
02/20/1997 - 09/15/1997
TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)
NY
11/20/1996 - 12/23/1996
TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)
BC
Issued 06/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1997
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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