Unclaimed
Guillermo Andres Bailey is a registered investment advisor representative with Empower Advisory Group, LLC. Guillermo has been in the industry for over 10 years and holds several licenses and certifications, including Series 6, 7, 24, 51, 63 and 65. Guillermo has previously worked with Principal Securities, Inc. and State Farm VP Management Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
10/07/2021 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NE
10/17/2018 - 09/21/2021
PRINCIPAL SECURITIES, INC. (OMAHA NE)
IA
05/24/2013 - 02/10/2017
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IL
11/20/2006 - 02/05/2008
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
IA
Issued 01/10/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/05/2018
Series 24 - General Securities Principal Examination
BC
Issued 02/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/23/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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