Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guillaume? Claim Your ProfileGuillaume Saban is a registered representative with TD Securities (usa) LLC, a firm that is active in the Broker-Dealer space. Guillaume has been in the industry for over 17 years and holds Series 7, Series 63, Series 79TO and SIE licenses. Guillaume has held previous registrations with BNP PARIBAS SECURITIES CORP.. Guillaume is registered with the state of California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/14/2022 - Present
TD Securities (usa) LLC (SAN FRANCISCO CA)
CA
01/05/2006 - 01/25/2022
BNP PARIBAS SECURITIES CORP. (SAN FRANCISCO CA)
BC
Issued 01/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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