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Guilherme Santos

Morgan Stanley & Co. LLC

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About Guilherme Santos

Guilherme Santos is a registered representative with Morgan Stanley & Co. LLC, licensed to conduct business in Utah. He is also a Series 99TO and SIE exam holder. Guilherme's registration with Morgan Stanley & Co. LLC began on 4/30/2024.

Firm Information

Guilherme Santos is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Guilherme Santos’s Registration & Firm History

UT

04/30/2024 - Present

Morgan Stanley & Co. LLC (South Jordan UT)

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Licenses & Designations

BC

Issued 04/30/2024

Series 99TO - Operations Professional Examination

BC

Issued 02/25/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Guilherme Santos. Review regulatory record here.
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