Unclaimed
Guilherme Moreira peixoto Marinho is a registered representative at Piper Sandler & Co. in Charlotte, North Carolina. Guilherme has passed the Series 63, Series 79TO, and SIE exams. Guilherme is currently registered in North Carolina. Guilherme has been in the industry for 2 years and specializes in providing investment banking and public finance consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
07/03/2024 - Present
Piper Sandler & Co. (CHARLOTTE NC)
BC
Issued 06/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/01/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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