Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guilford? Claim Your ProfileGuilford Nergard is a financial professional with over 30 years of experience in the industry. Guilford is currently an Investment Advisor Representative with SB Advisory, LLC, an investment advisory firm located in Atlanta, Georgia. Previously, Guilford has been registered with a number of firms including Raymond James & Associates, Inc., Morgan Stanley, Citigroup Global Markets Inc. and Lehman Brothers Inc. Guilford holds licenses for Series 3, Series 7 and Series 63 exams, along with the Uniform Investment Adviser Law Examination (Series 65). Guilford also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
09/15/2021 - Present
SB Advisory, LLC (ATLANTA GA)
GA
08/24/2021 - 08/24/2021
SAN BLAS SECURITIES LLC (ATLANTA GA)
AZ
11/30/2020 - 07/30/2021
NEWBRIDGE SECURITIES CORPORATION (MESA AZ)
AZ
05/17/2013 - 12/01/2020
RAYMOND JAMES & ASSOCIATES, INC. (TEMPE AZ)
AZ
06/01/2009 - 06/13/2013
MORGAN STANLEY (TEMPE AZ)
AZ
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TEMPE AZ)
NY
07/08/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/16/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1993
Series 3 - National Commodity Futures Examination
BC
Issued 07/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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