Unclaimed
Guido Andrew DiPietro is a financial advisor with Cetera Investment Advisers LLC, located in Yarmouth, Massachusetts. Guido has been in the financial services industry since July 4, 2018, and has a strong background in investment consulting. Guido holds the Series 6, 7, 63 and 66 licenses and holds Series SIE certification. Guido has previously worked for First Allied Securities, Inc., Citizens Securities, Inc., Pruco Securities, LLC and Edward Jones.
YARMOUTH, MA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
06/29/2023 - Present
Cetera Investment Advisers LLC (YARMOUTH MA)
CA
10/20/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
MA
08/27/2019 - 05/21/2021
CITIZENS SECURITIES, INC. (SO. DENNIS MA)
MA
12/05/2018 - 09/03/2019
PRUCO SECURITIES, LLC. (MARLBOROUGH MA)
MA
04/18/2018 - 11/02/2018
EDWARD JONES (STERLING MA)
MA
01/03/2018 - 04/20/2018
PFS INVESTMENTS INC. (MILLBURY MA)
BOTH
Issued 6/14/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/23/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/22/2018
Series 7 - General Securities Representative Examination
BC
Issued 1/3/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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