Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gugan? Claim Your ProfileGugan Raghuraman is a financial professional with experience in the financial services industry. Gugan holds licenses including Series 7, 79, 86, and 87 and holds a Series 63 license. Gugan is currently registered with Cantor Fitzgerald & Co. in New York, New York. Gugan was previously registered with Locust Walk Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/13/2023 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
MA
11/08/2021 - 02/23/2023
LOCUST WALK SECURITIES, LLC (BOSTON MA)
BC
Issued 11/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/30/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/16/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/08/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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