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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guarionex? Claim Your ProfileGuarionex Ortiz is a financial advisor with UBS Financial Services Inc. Guarionex has been in the industry since 1996. Guarionex has a long history of experience in the financial services industry, having worked with several firms in the past. Guarionex is registered in several states, including New York and Texas. Guarionex specializes in providing financial advice to high-net-worth individuals, corporations, and charitable organizations. Guarionex's services include financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
05/31/2024 - Present
UBS Financial Services Inc. (PHILADELPHIA PA)
NY
11/20/2001 - 06/03/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/25/2000 - 01/23/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
11/02/1998 - 08/22/2000
CARLIN EQUITIES CORP. (NEW YORK NY)
NY
05/01/1997 - 10/27/1997
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
NY
10/15/1996 - 04/22/1997
DUKE & CO., INC. (NEW YORK NY)
NY
04/09/1996 - 10/04/1996
BISHOP, ALLEN, INC. (NEW YORK NY)
NY
02/24/1995 - 04/08/1996
DUKE & CO., INC. (NEW YORK NY)
BC
Issued 04/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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