Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guangzhi? Claim Your ProfileGuangzhi Zhai is a financial advisor registered with MML Investors Services, LLC. Guangzhi has been in the securities industry since December 7, 2012. Guangzhi is a Certified Financial Planner and holds the Series 7TO, Series 6, Series 63 and Series 65 licenses. Guangzhi is licensed to provide securities and investment advisory services in California, Connecticut, Florida, Georgia, Maine, Massachusetts, New Jersey, New York, Ohio, Pennsylvania and Wyoming. Guangzhi has previously been registered with Transamerica Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
08/15/2018 - Present
MML Investors Services, LLC (Philadelphia PA)
PA
10/11/2012 - 11/20/2017
TRANSAMERICA FINANCIAL ADVISORS, INC (MALVERN PA)
IA
Issued 07/14/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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