Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gualtiero? Claim Your ProfileGualtiero Noto is a financial advisor with Robert W. Baird & Co. Inc., a firm with over 3,300 registered representatives. Gualtiero has over 40 years of experience in the financial industry. Gualtiero has a wide range of experience in advising individual investors, corporations, and other institutions. Gualtiero is registered to offer investment advisory services in multiple states. Gualtiero has a commitment to providing clients with personalized financial advice and a high level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MD
01/21/2022 - Present
Robert W. Baird & Co. Inc. (Baltimore MD)
MD
02/21/2006 - 03/10/2009
CITIGROUP GLOBAL MARKETS INC. (TOWSON MD)
MD
11/03/1987 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
NA
10/15/1979 - 10/30/1987
LEGG MASON WOOD WALKER, INCORPORATED
NA
10/24/1979 - 01/25/1980
C. T. WILLIAMS & CO., INC.
IA
Issued 11/20/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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