Unclaimed
Guadalupe Vielma is a financial professional with over six years of experience in the industry. Guadalupe has a broad range of experience, having worked for both Goldman Sachs & Co. LLC and Pimco Investments LLC. Guadalupe is registered with FINRA and has a Series 3, Series 7TO, Series 63, Series 79, and SIE. Guadalupe is currently registered with Pimco Investments LLC in Newport Beach, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/14/2021 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
IL
01/15/2016 - 01/22/2021
GOLDMAN SACHS & CO. LLC (CHICAGO IL)
BC
Issued 11/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2021
Series 3 - National Commodity Futures Examination
BC
Issued 04/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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