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Guadalupe Pena

State Farm VP Management Corp.

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About Guadalupe Pena

Guadalupe Pena is a registered representative with State Farm VP Management Corp. with over seven years of experience in the financial industry. Guadalupe is licensed in Texas and holds the Series 6, Series 63 and SIE licenses. Guadalupe has previously worked with State Farm VP Management Corp. in Bloomington, IL.

Firm Information

Guadalupe Pena is currently registered with State Farm VP Management Corp.. State Farm VP Management Corp. is a corporation formed in 1996 and approved to operate in all 50 states and the District of Columbia. The firm has one approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5,459

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Guadalupe Pena’s Registration & Firm History

TX

09/23/2021 - Present

State Farm VP Management Corp. (RICHARDSON TX)

IL

03/18/2014 - 07/07/2020

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

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Licenses & Designations

BC

Issued 04/04/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Guadalupe Pena. Review regulatory record here.
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