Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guadalupe? Claim Your ProfileGuadalupe Hi-o'connell is a financial professional with over 20 years of experience in the industry. Guadalupe is currently registered with LPL Financial LLC and has held previous registrations with several firms including FIRST FINANCIAL EQUITY CORPORATION, WADDELL & REED, ROYAL ALLIANCE ASSOCIATES, INC., SAGEPOINT FINANCIAL, INC., and AMERICAN GENERAL SECURITIES INCORPORATED. Guadalupe is licensed to provide investment advice and securities products in Arizona, California, Colorado, Florida, Georgia, Hawaii, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
09/15/2021 - Present
LPL Financial LLC (TUCSON AZ)
AZ
10/24/2018 - 09/29/2021
FIRST FINANCIAL EQUITY CORPORATION (Tucson AZ)
AZ
10/30/2015 - 10/26/2018
WADDELL & REED (SCOTTSDALE AZ)
AZ
03/12/2009 - 11/03/2015
ROYAL ALLIANCE ASSOCIATES, INC. (TUCSON AZ)
AZ
10/31/2008 - 03/17/2009
SAGEPOINT FINANCIAL, INC. (TUCSON AZ)
AZ
05/23/2005 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (TUCSON AZ)
NE
01/23/2003 - 12/31/2004
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
NY
07/17/2001 - 08/28/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
12/01/2000 - 05/01/2001
TORREY PINES SECURITIES, INC. (SAN DIEGO CA)
GA
02/23/2000 - 11/30/2000
WMA SECURITIES, INC. (DULUTH GA)
NE
12/11/1996 - 12/31/1999
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 12/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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