Unclaimed
Guadalupe Diaz is a financial professional with over 15 years of experience in the industry. Guadalupe is currently registered with Farmers Financial Solutions, LLC in Ontario, California. Guadalupe has a Series 6, Series 26, and Series 63 license. Guadalupe has previously worked with State Farm VP Management Corp. and Country Capital Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/16/2023 - Present
Farmers Financial Solutions, LLC (ONTARIO CA)
CA
02/16/2023 - 11/02/2023
FARMERS FINANCIAL SOLUTIONS, LLC (ONTARIO CA)
IL
01/26/2022 - 06/28/2022
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
CA
01/03/2019 - 07/02/2021
FARMERS FINANCIAL SOLUTIONS, LLC (HAWTHORNE CA)
CA
05/29/2009 - 12/21/2018
FARMERS FINANCIAL SOLUTIONS, LLC (HAWTHORNE CA)
OR
09/01/2006 - 05/06/2009
COUNTRY CAPITAL MANAGEMENT COMPANY (SALEM OR)
BC
Issued 06/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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