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Guadalupe Amanonce

Cetera Advisors LLC

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About Guadalupe Amanonce

Guadalupe Amanonce is a financial advisor at Cetera Advisors LLC and Cetera Financial Specialists LLC. Guadalupe has been in the financial industry since 2010. Guadalupe holds the Series 6, 63, 99, and SIE licenses. Guadalupe is currently registered with FINRA and Cetera Advisors LLC.

Firm Information

Guadalupe Amanonce is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Guadalupe Amanonce’s Registration & Firm History

CA

02/09/2022 - Present

Cetera Advisors LLC (SAN DIEGO CA)

CA

10/21/2016 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

NY

11/13/2002 - 03/19/2004

KEYSTONE CAPITAL CORPORATION (NEW YORK NY)

NY

04/03/1996 - 12/31/2000

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/07/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2016

Series 99 - Operations Professional Examination

BC

Issued 04/01/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Guadalupe Amanonce. Review regulatory record here.
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