Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Guadalupe? Claim Your ProfileGuadalupe Abril is a financial advisor with UBS Financial Services Inc. with over 20 years of experience in the financial services industry. Guadalupe is registered with the Securities and Exchange Commission (SEC) and is a licensed broker-dealer and investment advisor. Guadalupe holds the Series 7, 66 and SIE licenses. Guadalupe currently operates out of the UBS Financial Services Inc. branch in CORAL GABLES, FL. Guadalupe has been working with UBS Financial Services Inc. since February 2012 and has previously worked at Morgan Stanley, HSBC Securities (USA) Inc., Atlas One Financial Group, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
03/12/2012 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
FL
11/12/2018 - 11/29/2018
MORGAN STANLEY (MIAMI FL)
FL
06/26/2008 - 02/24/2012
HSBC SECURITIES (USA) INC. (CORAL GABLES FL)
FL
06/04/2007 - 06/12/2008
ATLAS ONE FINANCIAL GROUP, LLC (MIAMI FL)
FL
07/21/2003 - 06/06/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
BOTH
Issued 03/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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