Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gu feng? Claim Your ProfileGu feng Wu is a financial professional with over 4 years of experience in the industry. Gu feng Wu holds a Series 6, Series 7TO, and Series 63 licenses, and is registered with Nylife Securities LLC. Gu feng Wu previously worked at First Heartland Capital, Inc. and HSBC Securities (USA) Inc. Gu feng Wu specializes in investment company products, variable contracts and general securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/06/2020 - Present
Nylife Securities LLC (WHITE PLAINS NY)
NJ
06/23/2019 - 12/26/2019
FIRST HEARTLAND CAPITAL, INC. (EDISON NJ)
NY
02/24/2017 - 09/19/2017
HSBC SECURITIES (USA) INC. (ELMHURST NY)
BC
Issued 03/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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