Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Griselda? Claim Your ProfileGriselda Longoria is a financial advisor at UBS Financial Services Inc. in Houston, Texas. Griselda has been working in the financial services industry since March 6, 2000, and has experience with Morgan Stanley, J.P. Morgan Securities LLC, and Chase Investment Services Corp. Griselda holds Series 6, 7, 63, and 65 licenses as well as the SIE exam. Griselda is registered in Texas and is part of the UBS Financial Services Inc. team, which has more than $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
09/13/2023 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
03/03/2017 - 09/20/2023
MORGAN STANLEY (Houston TX)
TX
10/01/2012 - 03/22/2017
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
03/07/2000 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
IA
Issued 07/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/06/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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