Unclaimed
Grisel Lopez is a registered representative with Northwestern Mutual Investment Services, LLC. Grisel is licensed to offer securities in Colorado, Illinois, New York, Texas, and Wisconsin. Grisel joined the financial services industry in July 2021. Grisel holds the Series 6TO, Series 63 and SIE licenses and has worked in the San Antonio area since July 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
07/27/2021 - Present
Northwestern Mutual Investment Services, LLC (San Antonio TX)
BC
Issued 08/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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