Unclaimed
Griffin Rathgeb is a financial advisor registered with Thrivent Investment Management Inc. Griffin has been a registered professional in the financial industry since 2019. Griffin is a Series 7 and 66 licensed professional who has worked in the industry for several years. The advisor’s experience includes roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bigtex Tree Nurseries and Southwestern Surgical Associates. Griffin has a Bachelor's degree from the University of Texas at Austin. Griffin specializes in providing financial planning and portfolio management services to individuals and businesses. The advisor has been affiliated with Thrivent Investment Management Inc since June of 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/07/2023 - Present
Thrivent Investment Management Inc. (HOUSTON TX)
TX
10/01/2019 - 08/15/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
BOTH
Issued 12/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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