Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Griffin? Claim Your ProfileGriffin Michael Rockey is a financial advisor with Cbre Capital Advisors, Inc., and is based in Las Vegas, NV. Griffin's firm has a "NOTINSCOPE" IA Scope, which means it does not provide investment advisory services to clients in the state of Nevada. Griffin has a "Series 79TO", "SIE" and "Series 63" securities license. He is a registered representative with FINRA and is registered in the state of Nevada. Griffin has been working in the financial industry since September 29, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NV
01/29/2024 - Present
Cbre Capital Advisors, Inc. (Las Vegas NV)
NV
09/02/2022 - 12/31/2023
CBRE SECURITIES, LLC (LAS VEGAS NV)
BC
Issued 09/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/15/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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