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Griffin M Frank

T. Rowe Price Investment Services, Inc.

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About Griffin M Frank

Griffin M Frank is a registered representative with T. Rowe Price Investment Services, Inc. Griffin has passed both the Series 7TO and SIE exams and is licensed in Maryland. Griffin has been in the securities industry since July 2020.

Firm Information

Griffin Frank is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Griffin Frank’s Registration & Firm History

MD

07/24/2020 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

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Licenses & Designations

BC

Issued 07/24/2020

Series 7TO - General Securities Representative Examination

BC

Issued 03/13/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Griffin M Frank.
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