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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Griffin? Claim Your ProfileGriffin Lau is a financial advisor with Vivaldi Capital Management LP, located in Chicago, IL. Griffin has been in the financial industry for over 5 years and holds the Series 66, Series 7TO, and SIE exams. Griffin is a Certified Financial Planner™ professional, and provides a wide range of financial planning services, including portfolio management for individuals, businesses, and pooled investment vehicles. Griffin has experience with RBC Capital Markets, LLC, Wells Fargo, Ameriprise Financial, and Ohio State University. Griffin has an active registration with the state of Illinois, and works with a variety of clients, including high-net-worth individuals, pension and profit-sharing plans, and other individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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IL
08/02/2024 - Present
Vivaldi Capital Management LP (CHICAGO IL)
IL
07/20/2020 - 05/17/2023
RBC CAPITAL MARKETS, LLC (CHICAGO IL)
BOTH
Issued 09/08/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
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