Unclaimed
Griffin Nix is a registered representative with Park Avenue Securities LLC, located in Woodstock, GA. Griffin has been in the industry since March 2017. Griffin is also a registered investment advisor representative in Georgia. Griffin has passed multiple securities licensing exams, including the Series 63, Series 66, Series 7, Series 24, and Series 4. Griffin has experience with Morgan Stanley and E*TRADE Securities LLC. Griffin is registered with the state of Georgia and New Mexico for securities and Georgia for investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
07/29/2024 - Present
Park Avenue Securities LLC (WOODSTOCK GA)
GA
09/05/2023 - 07/29/2024
MORGAN STANLEY (Alpharetta GA)
GA
03/02/2017 - 09/05/2023
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BOTH
Issued 04/06/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2021
Series 4 - Registered Options Principal Examination
BC
Issued 01/31/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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