Unclaimed
Griffin James Hatten is a financial advisor with Ameriprise Financial Services, LLC. Griffin has been in the industry since October 2013, providing financial services to clients in Iowa and other states. Griffin has a Series 7 and Series 66 license, which allows him to offer a wide range of financial products and services. Griffin is also licensed in 13 states across the US. Griffin has a strong focus on providing investment advice and financial planning services to individuals, corporations, trusts, estates, and charitable organizations. Griffin also has experience in providing investment management services for businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
11/05/2013 - Present
Ameriprise Financial Services, LLC (West Des Moines IA)
BOTH
Issued 11/05/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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