Unclaimed
Griffin Douglas is an investment advisor representative with Alliancebernstein LP. Griffin has been in the financial industry for over 7 years and holds both Series 63 and 65 licenses. Griffin has been registered with the state of California as a both a broker-dealer and an investment advisor. Griffin is also registered as a broker-dealer in Colorado, Florida, Nevada, New York, and Washington. Griffin has expertise in a variety of areas, including asset allocation, financial planning, and portfolio management. Griffin has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
07/31/2023 - Present
Alliancebernstein LP (Los Angeles CA)
IA
Issued 06/24/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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