Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gretchen? Claim Your ProfileGretchen Terissa Nichols is a financial advisor who has been in the industry since 2008. Gretchen is currently registered with Raymond James & Associates, Inc. in Carmel, Indiana and previously worked for Stifel, Nicolaus & Company, Incorporated and City Securities Corporation. Gretchen is a Series 66, Series 10 and Series 9 licensed advisor and also holds a Series 7 and SIE licenses. Gretchen provides a range of financial services including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
04/20/2022 - Present
Raymond James & Associates, Inc. (Carmel IN)
IN
02/28/2017 - 04/20/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (INDIANAPOLIS IN)
IN
11/01/2012 - 02/28/2017
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
IN
02/01/2007 - 06/16/2011
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
IN
10/26/2006 - 01/08/2007
NFP SECURITIES, INC. (INDIANAPOLIS IN)
BOTH
Issued 07/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/22/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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