Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gretchen? Claim Your ProfileGretchen Zigman is a financial advisor who has been working in the financial industry since 1994. Gretchen is currently registered with RBC Capital Markets, LLC and is a Registered Representative and Investment Advisor Representative in Minnesota. Gretchen has a wide range of experience in the financial services industry, having worked at various firms, including Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, Wells Fargo Securities, LLC, Wells Fargo Securities Inc., Wells Fargo Brokerage Services, L.L.C., American Enterprise Investment Services Inc., and American Express Service Corporation. Gretchen holds a number of licenses and certifications, including Series 7, 24, 53, 63, 65, 9, 10, 12, 31, 55, 52TO, 57TO, 99TO and SIE. Gretchen specializes in providing financial advice to individuals, families, and businesses. Gretchen is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
08/09/2022 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
01/03/2011 - 08/09/2022
WELLS FARGO CLEARING SERVICES, LLC (MINNEAPOLIS MN)
MN
11/02/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
CA
06/16/2001 - 01/09/2002
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
03/29/2000 - 11/05/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
01/07/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
04/24/1997 - 01/08/2000
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
MN
12/18/1996 - 10/25/1999
AMERICAN EXPRESS SERVICE CORPORATION (MINNEAPOLIS MN)
NY
07/22/1996 - 10/17/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
11/17/1993 - 07/24/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/30/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/2000
Series 12 - NYSE Branch Manager Examination
BC
Issued 09/26/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 06/02/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 11/05/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gretchen Zigman is the right advisor for you? Invested Better is here to help.
