Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gretchen? Claim Your ProfileGretchen L Forler is a financial advisor with Raymond James & Associates, Inc. based in Scottsdale, Arizona. Gretchen has been in the financial services industry since January 19, 2000. She is registered as a registered representative and investment advisor representative in Arizona. Gretchen has a wide range of experience in the industry, having previously worked at RBC Capital Markets, LLC. She has a strong understanding of the investment industry, having passed the Series 7, 9, 10, 63, and 65 exams. Gretchen's specializations include retirement planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/28/2024 - Present
Raymond James & Associates, Inc. (SCOTTSDALE AZ)
AZ
08/27/2008 - 04/10/2024
RBC CAPITAL MARKETS, LLC (SCOTTSDALE AZ)
WA
11/17/1999 - 06/23/2008
RBC CAPITAL MARKETS CORPORATION (KIRKLAND WA)
IA
Issued 11/05/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/20/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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