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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Zimmerman is a financial advisor with LPL Financial LLC, based in Smithfield, Rhode Island. Gregory has been in the financial industry since June 19, 2006. Previously, Gregory worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Investment Services, Inc., both in Lincoln, Rhode Island. Gregory's specialties include portfolio management for individuals, portfolio management for businesses, financial planning, and educational seminars. Gregory is licensed in Massachusetts and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
RI
02/18/2010 - Present
LPL Financial LLC (SMITHFIELD RI)
RI
10/23/2009 - 02/25/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
RI
06/19/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
BOTH
Issued 12/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/22/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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