Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory William Ricker has been in the financial services industry since 1988. Gregory Ricker is currently registered as a Registered Representative with Equitable Advisors, LLC. Gregory Ricker has been active in the financial services industry for over 35 years. Gregory Ricker provides financial planning and investment advice to a wide range of clients, including individuals, families, and businesses. Previously, Gregory Ricker has worked with Independent Financial Group, LLC, AEGIS CAPITAL CORP., GUNNALLEN FINANCIAL, INC, OPPENHEIMER & CO. INC., RBC CAPITAL MARKETS CORPORATION, WACHOVIA SECURITIES, LLC, JANNEY MONTGOMERY SCOTT LLC, RAYMOND JAMES & ASSOCIATES, INC., and A. G. EDWARDS & SONS, INC. Gregory Ricker is committed to providing his clients with the highest level of service and personalized attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
12/12/2024 - Present
Equitable Advisors, LLC (BALA CYNWYD PA)
PA
12/12/2014 - 06/27/2023
INDEPENDENT FINANCIAL GROUP, LLC (Malvern PA)
NY
03/30/2010 - 12/17/2014
AEGIS CAPITAL CORP. (NEW YORK NY)
PA
08/14/2009 - 03/31/2010
GUNNALLEN FINANCIAL, INC (WEST CHESTER PA)
PA
11/14/2008 - 08/17/2009
OPPENHEIMER & CO. INC. (JENKINTOWN PA)
PA
05/31/2007 - 11/20/2008
RBC CAPITAL MARKETS CORPORATION (CONSHOHOCKEN PA)
PA
10/08/2004 - 06/05/2007
WACHOVIA SECURITIES, LLC (CONSHOHOCKEN PA)
PA
05/28/2002 - 11/04/2004
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
FL
10/09/1998 - 06/12/2002
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MO
02/03/1996 - 10/12/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
04/24/1995 - 05/23/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 09/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gregory Ricker is the right advisor for you? Invested Better is here to help.
