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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory William Hoelzel is a financial advisor at Wells Fargo Clearing Services, LLC with over 30 years of experience in the financial services industry. Gregory Hoelzel works with clients in the areas of financial planning, portfolio management for businesses and individuals, investment consulting services to institutional clients, and selection of other advisors. Gregory Hoelzel has been registered with FINRA since 1991. Gregory Hoelzel has passed the Series 3, 7, and 66 exams and holds the Certified Financial Planner designation. Gregory Hoelzel is also registered with the state of California as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/21/2013 - Present
Wells Fargo Clearing Services, LLC (WOODLAND HILLS CA)
CA
06/01/2009 - 12/02/2013
MORGAN STANLEY (SHERMAN OAKS CA)
CA
03/20/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHERMAN OAKS CA)
CA
03/23/2001 - 04/18/2008
UBS FINANCIAL SERVICES INC. (ENCINO CA)
NY
05/02/1991 - 03/28/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 02/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1993
Series 3 - National Commodity Futures Examination
BC
Issued 04/30/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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