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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Helms is a financial advisor who has been in the industry since 2001. Gregory currently works for Ameriprise Financial Services, LLC. Gregory has licenses in several states including Ohio, Texas, Colorado, Florida, Indiana, Minnesota, Pennsylvania, Tennessee, and Texas. Gregory has held licenses in the past for Fifth Third Securities, Inc., Princor Financial Services Corporation, and American United Life Insurance Company. Gregory holds Series 6, 7, 63, and 66 licenses and the SIE exam. Gregory specializes in Portfolio Management for individuals, businesses, and investment companies. Gregory also offers Asset Allocation Services, Financial Planning, Pension Consulting, Educational Seminars, and Selection of Other Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
01/22/2016 - Present
Ameriprise Financial Services, LLC (Independence OH)
OH
07/12/2004 - 02/15/2013
FIFTH THIRD SECURITIES, INC. (ROCKY RIVER OH)
IA
08/27/1999 - 10/11/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IN
03/05/1998 - 08/28/1999
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
BOTH
Issued 01/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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