Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Froehlich is a financial professional with over 20 years of experience in the financial industry. He is currently registered with HSBC Securities (USA) Inc. as a financial advisor and has previously held positions with Deutsche Bank Securities Inc., RBS Securities Inc., Bear Stearns & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Oppenheimer & Co., Inc. Gregory holds licenses for Series 7, Series 24, and Series 63. Gregory has a proven track record of success in providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/02/2015 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
08/09/2012 - 02/11/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
07/02/2008 - 05/10/2012
RBS SECURITIES INC. (STAMFORD CT)
NY
04/09/2002 - 06/12/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/08/1996 - 03/01/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/03/1996 - 09/21/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 06/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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