Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Bumstead is a financial advisor who has been in the industry since April 16, 2013. He is registered with Northwestern Mutual Investment Services, LLC. He holds the Series 6, 7, and 63 licenses as well as the SIE exam. Gregory is registered with the states of California, New York and Ohio. He works with a wide range of clients, including individuals, high net worth individuals, business development companies, and individuals other than high net worth. Gregory specializes in providing investment research and referrals to other advisors. He does not offer financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CA
04/16/2013 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
BC
Issued 04/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/15/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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