Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Aiken is an investment advisor representative registered with Robert W. Baird & Co. Inc., with over 20 years of experience in the financial services industry. Gregory has worked with several firms, including LPL Financial LLC, Zions Direct, Inc., Intermountain Financial Services, Inc., and Richards Investments. Gregory specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. Gregory holds Series 63, Series 65, Series 7, Series 1 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
UT
08/24/2023 - Present
Robert W. Baird & Co. Inc. (SALT LAKE CITY UT)
UT
02/01/2017 - 09/08/2023
LPL FINANCIAL LLC (SALT LAKE CITY UT)
UT
10/14/2016 - 02/02/2017
ZIONS DIRECT, INC. (SALT LAKE CITY UT)
UT
04/01/1995 - 01/03/1996
INTERMOUNTAIN FINANCIAL SERVICES, INC. (HEBER CITY UT)
UT
10/01/1984 - 04/01/1995
RICHARDS INVESTMENTS (SALT LAKE CITY UT)
NA
08/31/1983 - 09/18/1984
EQUITEC SECURITIES COMPANY
BC
Issued 01/19/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/03/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gregory Aiken is the right advisor for you? Invested Better is here to help.
