Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Smith is a financial advisor with over 35 years of experience in the industry. He is a Certified Financial Planner and holds Series 6, 7, 31, and 63 licenses. Gregory is currently registered with LPL Financial LLC, working out of their Oklahoma City, OK office. He has previously held positions at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Walnut Street Securities, Inc., and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OK
10/16/2024 - Present
LPL Financial LLC (OKLAHOMA CITY OK)
OK
06/01/2009 - 11/09/2011
MORGAN STANLEY SMITH BARNEY (OKLAHOMA CITY OK)
OK
11/06/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OKLAHOMA CITY OK)
NY
02/16/1996 - 11/20/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
08/06/1990 - 02/16/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NJ
04/26/1988 - 08/07/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 05/04/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/04/1992
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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