Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Warren Smith is a financial advisor with over 30 years of experience in the financial services industry. Gregory has a strong track record of helping clients achieve their financial goals. Gregory is a Certified Financial Planner™ and holds a Series 7, Series 24, Series 27, Series 53, and Series 63 licenses. Gregory is currently registered with Keystone Financial Group, LLC and LPL Financial. Gregory specializes in providing financial planning, portfolio management, and educational seminars to individuals, corporations, and charitable organizations. Gregory is committed to providing his clients with personalized advice and exceptional service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
02/01/2024 - Present
Keystone Financial Group, LLC (Louisville KY)
KY
01/29/2009 - 06/18/2009
BB&T INVESTMENT SERVICES, INC. (LOUISVILLE KY)
KY
03/24/2006 - 12/31/2008
BB&T INVESTMENT SERVICES, INC. (LOUISVILLE KY)
KY
07/21/2005 - 03/25/2006
FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)
FL
05/12/1986 - 12/31/2005
BROOKSTONE SECURITIES, INC. (LAKELAND FL)
NA
02/05/1985 - 04/22/1986
BREWER SMITH SECURITIES CO.
NA
09/25/1984 - 02/11/1985
E.A.C. SECURITIES, LTD.
BC
Issued 11/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/03/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/01/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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