Unclaimed
Gregory Minard is a financial advisor with Buckler Securities LLC. Gregory is a seasoned professional with over 30 years of experience in the financial services industry. He is a licensed Series 3, 7, 24, 63 and 72, and holds the SIE designation. Gregory has previously held positions at KOPENTECH CAPITAL MARKETS LLC, MIRAE ASSET SECURITIES (USA) INC., INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC, UBS SECURITIES LLC, SBC WARBURG DILLON READ INC., SBC WARBURG, INC., KIDDER, PEABODY & CO. INCORPORATED, and G.X. CLARKE & CO..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/02/2022 - Present
Buckler Securities LLC (Greenwich CT)
CA
08/18/2022 - 12/01/2022
KOPENTECH CAPITAL MARKETS LLC (LOS ANGELES CA)
NY
06/06/2016 - 08/27/2021
MIRAE ASSET SECURITIES (USA) INC. (NEW YORK NY)
NY
09/12/2014 - 06/03/2016
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC (NEW YORK NY)
CT
06/29/1998 - 06/14/2013
UBS SECURITIES LLC (STAMFORD CT)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
02/07/1995 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
NY
02/20/1992 - 01/25/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NJ
09/13/1990 - 10/22/1991
G.X. CLARKE & CO. (JERSEY CITY NJ)
BC
Issued 03/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 02/16/2024
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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