Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Neumann is a financial advisor currently associated with Pickwick Capital Partners, LLC. Gregory has been working in the financial services industry since November 5, 1987, making him a seasoned professional. Gregory has a long history of experience working with various firms, including Morgan Joseph Triartisan LLC, Knight Capital Americas LLC, and Morgan Stanley & Co., Incorporated. Gregory holds licenses for several securities products, including Series 3, Series 7, Series 24, and Series 79. He is licensed in several states, including California, Connecticut, District of Columbia, Illinois, Massachusetts, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/22/2015 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
09/11/2013 - 09/21/2015
MORGAN JOSEPH TRIARTISAN LLC (NEW YORK NY)
CT
07/02/2012 - 09/11/2013
KNIGHT CAPITAL AMERICAS LLC (GREENWICH CT)
CT
01/03/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)
NY
12/22/2010 - 01/03/2011
KNIGHT CAPITAL MARKETS LLC (PURCHASE NY)
NY
11/01/1994 - 10/18/2005
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
NY
09/17/1983 - 09/01/1994
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
09/13/1983 - 12/31/1988
MORGAN STANLEY & CO., INCORPORATED
NA
04/13/1981 - 06/21/1982
BERNARD HEROLD & CO., INC.
BC
Issued 07/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2012
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 12/21/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/27/2004
Series 3 - National Commodity Futures Examination
BC
Issued 04/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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